《中國證券法——案例與規則（英文版）》是2013年對外經濟貿易大學出版社出版書籍，作者是袁達松。
基本介紹
- 書名：中國證券法——案例與規則（英文版）
- 作者：袁達松
- ISBN：9787566309235
- 出版社：對外經濟貿易大學出版社
- 出版時間：2013.12
- 開本：185mm×230mm/
- 版次/印次：1/1
- 叢書名：高等院校雙語示範教材·法學系列
- 字數/頁數：166千字/
- 適用層次：本科
內容簡介,目錄,
內容簡介
This book is drafted in a style of common law textbook, just like those using in the law schools of U.S.A., but with typical Chinese securities cases and laws. It covers the general introduction of Chinese securities laws on securities issuance, transactions, institutions, regulatory and legal liabilities for illegal practices. In each section, after the introductions of specific rules and rationale, a case is followed with summary of facts, ruling of the courts. So the readers may have an oversight to Chinese securities laws and the students can learn the relevant laws through cases method.
I want to send this book to my wife Xu Xiaoxia as a gift to celebrate our loving time of 20 years. And thank the international students studying the Master Program in Chinese Law of Beijing Normal University. Sincerely appreciate helps from the editors of University of International Business and Economics Press.
目錄
Chapter One General Introduction of Chinese Securities Law1
Case: Hu Zhenzhu v. Shanghai Stock Exchange3
Chapter Two Issuance of Securities7
Section I Issuance of Stock, Bond or Other Securities7
Case: Chen Mingang v. Shanghai Perfection Nanometre New Material Co., Ltd.
10
Section II Underwriting of Securities14
Case: Guosen Securities Co., Ltd. v. Xiyi Co., Ltd. and Xiyi Group Co., Ltd.17
Chapter Three Transactions in Securities23
Section I Listing of Securities23
Case: HKEx Listing Decision on VIE Structure27
Section II Acquisitions of Listed Companies33
Case: Case Re Hostile Takeover of Ewushang37
Section III Disclosure of Information40
Case: Tu Miaolong v. Sino-Platinum Metals Co., Ltd.43
Chapter Four Securities Institutions47
Section I Stock Exchange47
Case: Chen Yutian v. Haitong Securities Co., Ltd., et al.50
Section II Securities Companies56
Case: Chen v. Shanghai Kangding Road Securities Sales Department,
Hongyuan Securities Co., Ltd. 60
Section III Securities Registration and Clearing Institutions65
Case: China Machinery & Electronic Products of Exports Investment Co., Ltd. v.
Minfa Securities Co., Ltd. & China Securities Depository and
Clearing Corporation Limited68
Section IV Securities Trading Service Institutions72
Case: Xiao Xianbai v. Hisense Kelon Electrical Holdings Co., Ltd. and
Deloitte Touche Tohmatsu CPA Ltd.77
Chapter Five Securities Regulation85
Section I China Securities Regulatory Commission86
Case: Ding Liye v. China Securities Regulatory Commission89
Section II Self-Regulatory Bodies94
Case: Zhang Yiyong v. Shanghai Securities Central Registration and
Clearing Corporation & Shanghai Stock Exchange96
Chapter Six Legal Liabilities for Illegal Practices101
Section I Insider Trading101
Case: Chen Zuling v. Pan Haishen105
Section II Market Manipulation109
Case: Xie Xuefen v. Cheng Wenshui & Liu Yanze111
Section III False Statement115
Case: Fan Meijuan v. Huawen Media Investment Corporation120
References125
Case: Hu Zhenzhu v. Shanghai Stock Exchange3
Chapter Two Issuance of Securities7
Section I Issuance of Stock, Bond or Other Securities7
Case: Chen Mingang v. Shanghai Perfection Nanometre New Material Co., Ltd.
10
Section II Underwriting of Securities14
Case: Guosen Securities Co., Ltd. v. Xiyi Co., Ltd. and Xiyi Group Co., Ltd.17
Chapter Three Transactions in Securities23
Section I Listing of Securities23
Case: HKEx Listing Decision on VIE Structure27
Section II Acquisitions of Listed Companies33
Case: Case Re Hostile Takeover of Ewushang37
Section III Disclosure of Information40
Case: Tu Miaolong v. Sino-Platinum Metals Co., Ltd.43
Chapter Four Securities Institutions47
Section I Stock Exchange47
Case: Chen Yutian v. Haitong Securities Co., Ltd., et al.50
Section II Securities Companies56
Case: Chen v. Shanghai Kangding Road Securities Sales Department,
Hongyuan Securities Co., Ltd. 60
Section III Securities Registration and Clearing Institutions65
Case: China Machinery & Electronic Products of Exports Investment Co., Ltd. v.
Minfa Securities Co., Ltd. & China Securities Depository and
Clearing Corporation Limited68
Section IV Securities Trading Service Institutions72
Case: Xiao Xianbai v. Hisense Kelon Electrical Holdings Co., Ltd. and
Deloitte Touche Tohmatsu CPA Ltd.77
Chapter Five Securities Regulation85
Section I China Securities Regulatory Commission86
Case: Ding Liye v. China Securities Regulatory Commission89
Section II Self-Regulatory Bodies94
Case: Zhang Yiyong v. Shanghai Securities Central Registration and
Clearing Corporation & Shanghai Stock Exchange96
Chapter Six Legal Liabilities for Illegal Practices101
Section I Insider Trading101
Case: Chen Zuling v. Pan Haishen105
Section II Market Manipulation109
Case: Xie Xuefen v. Cheng Wenshui & Liu Yanze111
Section III False Statement115
Case: Fan Meijuan v. Huawen Media Investment Corporation120
References125
