Kenneth A. Kim

Kenneth A. Kim，男，博士，同濟大學經濟與管理學院經濟與金融系教授。

基本介紹

• 畢業院校：美國羅德島州大學
• 學位/學歷：博士
• 職稱：教授
• 任職院校：同濟大學經濟與管理學院

個人經歷

教育背景

1992.9-1997.5 金融博士學位，商學院，美國羅德島州大學

1990.9-1992.6 MBA，商學院，底特律大學

1986.9-1990.5 經濟碩士學位，美國密西根大學安娜堡分校

學術工作經歷

2015.9—目前，經濟管理學院，同濟大學教授

2011.9—2015.9，商學院，中國人民大學教授

2002.9—2011.9，管理學院，美國紐約州立大學布法羅分校副教授（2007.9-2011.9），助理教授（2002.9-2007.9）

1997.9—2002.9，商學院，威斯康星—密爾沃基大學，助理教授;

海外行業經驗

2006---2014年，EQIS資本，首席金融分析師（2014.3-至今），商業及投資顧問委員會成員（2006-2014）

2015.9 ---目前，福布斯、貢獻者（雙周刊）

2006--- 2009，證券訴訟和諮詢公司，特別顧問

2005--- 2006，Nexus顧問

2003 --- 2004，特許金融分析師協會（前身為AIMR），顧問

2002.5，東南亞央行顧問

2001--- 2004，吉隆坡股票交易所，學術顧問

2002--- 2002，美國威斯康星大學的信用社主任

1998.6 --- 1999.6，經濟分析，美國證券交易委員會，高級金融經濟學家辦公室

1992--- 1995，太平洋盆地資本市場（PACAP）研究中心，協調和研究助理

學術董事職務

2012---2015，美韓金融協會 (KAFA)，董事

2009---2012，東部金融協會 (EFA)，董事

其他學術任命

2011.4，香港大學法學院，企業法學者興趣小組（CoSIG），訪問學者

2009.1 --- 2009.5，商學院，韋恩州立大學，客座副教授

2007.1 --- 2007.5，商學院，密西根大學安娜堡分校，客座助理教授

2002.7，東京大學日本經濟國際研究中心（CIRJE），訪問學者

2002.6，會計學院，香港理工大學，訪問學者

2015.9 --- 2015.12，凱斯西儲大學，助理

2006--- 2013，新加坡管理研究所，助理

2013.3，上海交通大學（SAIF），助理

2011.7-2010.7，上海交通大學（安泰），助理

2009.5，人民大學，助理

2009.5，南京大學，助理

2002.4，聖瑪麗亞大學，厄瓜多，助理

2001.6，亞洲科技大學，泰國，助理

2000.6，韓國延世大學，助理

1998.9 --- 1998.12，喬治城大學，助理

1994--- 1996，羅得島大學，講師

編輯任命

2015年---目前，Journal of Financial Research，副主編

2015年---目前，Finance Research Letters，副主編

2014年---目前，Journal of Corporate Finance，特設副主編

2013 ---目前，中國企業研究前沿，編委會成員

2013 ---目前，Journal of Behavioral and Experimental Finance，編委會成員

2003 ---目前，Sasin Journal of Management，編委會成員

2010 --- 2014，North Korean Review，編委會成員

2000 --- 2009，Multinational Business Review，編委會成員

2004--- 2007，Journal of International Business Studies，編委會成員

2013-2014，Journal of Corporate Finance，中國金融管理特刊合作編輯

2012-2013，Journal of Multinational Financial Management，中國財務管理特刊合作編輯

研究方向

公司財務、公司治理；資本市場；行為金融學、國際金融

學術成果

• “Price limit performance: Evidence from the Tokyo Stock Exchange,” 1997, with S.G. Rhee, Journal of Finance 52
• “The effect of economic regimes on the relation between the term structure and real activity in Japan,” 1997, with P. Limpaphayom, Journal of Economics and Business 49
• “A test of the two–tier corporate governance structure: The case of Japanese keiretsu,” 1998, with P. Limpaphayom, Journal of Financial Research 21
• “Taxes and firm size in Pacific–Basin emerging economies,” 1998, with P. Limpaphayom, Journal of International Accounting, Auditing & Taxation 7
• “Characteristics of stocks that frequently hit price limits: Empirical evidence from Taiwan and Thailand,” 2000, with P. Limpaphayom, Journal of Financial Markets 3
• “Price limits and stock market volatility,” 2001, Economics Letters 71
• “Is managerial equity ownership an alternative governance mechanism for Japanese firms?” 2001, with S.P. Ferris and P. Kitsabunnarat, Advances in Financial Economics 6
• “Initial margin requirements, volatility, and the individual investor: Insights from Japan,” 2002, with H.R. Oppenheimer, Financial Review 37
• “The costs (and benefits?) of diversified business groups: The case of Korean chaebols,” 2003, with S.P. Ferris and P. Kitsabunnarat, Journal of Banking and Finance 27
• “Bank stock returns, interest rate changes, and the regulatory environment: New insights from Japan,” 2003, with J.P. Broussard and P. Limpaphayom, in: J.J. Choi and T. Hiraki (Eds.), The Japanese Finance: Corporate Finance and Capital Markets in Changing Japan, North–Holland, Amsterdam.
• “The puzzling increase in the underpricing of seasoned equity offerings,” 2004, with H-H Shin, Financial Review 39
• “Ownership and operating performance in an emerging market: Evidence from Thai IPO firms,” 2004, with P. Kitsabunnarat and J.R. Nofsinger, Journal of Corporate Finance 10
• “Japanese securities firms, business corporations, and financial institutions: A comparison of their investing behavior,” 2004, with J.R. Nofsinger, in: J.P.H. Fan, J. Teranishi, and M. Hanazaki (Eds.), Designing Financial Systems in East Asia and Japan, Routledge Publishers, U.K.
• “A note on price limit performance: The case of illiquid stocks,” 2005, with G-M Chen and O.M. Rui, Pacific–Basin Finance Journal 13
• “Institutional herding, business groups, and economic regimes: Evidence from Japan,” 2005, with J.R. Nofsinger, Journal of Business 78
• “Price limit performance: Evidence from transactions data and the limit order book,” 2005, with S-H Chan and S.G. Rhee, Journal of Empirical Finance 12
• “Liquidity and quote clustering in a market with multiple tick sizes,” 2005, K.H. Chung and P. Kitsabunnarat, Journal of Financial Research 28
• “Trading performance, disposition effect, overconfidence, representativeness bias, and experience of emerging market investors,” 2007, with G-M Chen, J.R. Nofsinger, and O.M. Rui, Journal of Behavioral Decision Making 20
• “Large shareholder monitoring and regulation: The Japanese banking experience,” 2007, with S-H Lee and S.G. Rhee, Journal of Economics and Business 59
• “Behavior of Japanese individual investors during bull and bear markets,” 2007, with J.R. Nofsinger, Journal of Behavioral Finance 8
• “Managerial power in the design of executive compensation: Evidence from Japan,” 2007, with S.P. Ferris, P. Kitsabunnarat, and T. Nishikawa, Advances in Financial Economics 12
• “Large shareholders, board independence, and minority shareholder rights: Evidence from Europe,” 2007, with P. Kitsabunnarat and J.R. Nofsinger, Journal of Corporate Finance 13
• “Behavioral finance in Asia,” 2008, with J.R. Nofsinger, Pacific–Basin Finance Journal 16, 1-7. “A test of the representativeness bias effect on stock prices: A study of Super Bowl commercial likeability,” 2009, with C. Chang and J. Jiang, Economics Letters 103
• “The effect of cross-listing on corporate governance: A review of the international evidence,” 2009, with S.P. Ferris and G. Noronha, Corporate Governance: An International Review 17
• “On the relation between intellectual collaboration and intellectual output: Evidence from the finance academe,” 2009, with K.H. Chung and R.A.K. Cox, Quarterly Review of Economics and Finance 49
• “On the predictability of Chinese stock returns,” 2010, with X. Chen, T. Yao, and T. Yu, Pacific–Basin Finance Journal 18
• “Why do price limits exist in stock markets? A manipulation–based explanation,” 2010, with J. Park, European Financial Management 16
• “Reaching for the stars: The appointments of celebrities to corporate boards,” 2011, with S.P. Ferris, T. Nishikawa, and E. Unlu, International Review of Economics 58
• “The effects of bank relations on stock repurchase decisions: Evidence from Japan,” 2011, with J-K Kang, P. Kitsabunnarat, and T. Nishikawa, Journal of Financial Intermediation 20
• “The effects of R&D expenditures on bondholders,” 2012, with Z. Jiang and C. Shen, Advances in Financial Economics 15
• “Appointments of outsiders as CEOs, state-owned enterprises, and firm performance: Evidence from China,” 2013, with F. Jiang and J. Huang, Pacific–Basin Finance Journal 23
• “Financial management in China,” 2013, with Z. Jiang, Journal of Multinational Financial Management 23
• “The increase in CEO pay after large investments: Is it purely rent extraction?” 2013, with Z. Jiang and Y. Zhang, Advances in Financial Economics 16
• “Reevaluating price limit effectiveness,” 2013, with H. Liu and J.J. Yang, Journal of Financial Research36
• “Share repurchases, catering, and dividend substitution,” 2013, with Z. Jiang, E. Lie, and S. Yang, Journal of Corporate Finance 21
• “The effects of corporate bailout on firm performance: International evidence,” 2014, with Z. Jiang and H. Zhang, Journal of Banking and Finance 43
• “Corporate governance in China: A modern perspective,” 2015, with F. Jiang, Journal of Corporate Finance 32
• “Family-firms risk-taking: Does religion matter?” 2015, with F. Jiang, Z. Jiang, and M. Zhang, Journal of Corporate Finance, forthcoming.
• “Product market competition and corporate investment,” 2015, with F. Jiang, J.R. Nofsinger, and B. Zhu, Journal of Corporate Finance, forthcoming.
• “Corporate Culture and Investment–Cash Flow Sensitivity”2017，with F Jiang, Y Ma, JR Nofsinger, and B Shi, Journal of Business Ethics 6
• “Bank competition and leverage adjustments”2017, with F Jiang, Z Jiang, J Huang, and JR Nofsinger, Financial Management 43(6).
• “A pecking order of shareholder structure”2017, with F Jiang, JR Nofsinger, and B Zhu, Journal of Corporate Finance 44
• 《公司治理：西方理論與中國實踐》2016，姜付秀，Kenneth A. Kim，王運通，北京大學 出版社.